Roly Recruitment Hiring! Full Time Client Due Diligence Analyst, Commodities Broker in - Ricebowl

New opportunity within a regional CDD team covering Japan, Korea, Greater China, Singapore, ASEAN and Australian client on-boarding.

The team perform CDD across a range of new and existing counterparties, including energy and mining firms, corporates, traders and institutional investors. This can include enhanced due diligence where applicable.

Responsibilities

• Undertake sanction, PEP and AML screening
• Obtain background information on clients through on-line research and other relevant sources
• Work closely and in a timely manner with brokers and clients directly as part of the on-boarding process
• Review Client Due Diligence information held on existing clients to identify gaps and obtain missing documentation
• Record account status and approval information in the appropriate databases/spreadsheets
• Update the PEP register and complete PEP forms and ensure all PEP relations are approved by the MLRO and relevant Quality Assurance member of team
• Identify reputational risk issues, specifically the risk of harm to client interests, market integrity and/or competition in financial markets due to inappropriate practices or behaviours across the firm

Skills Required

• Minimum of 3 years experience of working in a CDD role within a financial services
• Quality Assurance experience is beneficial
• Previous experience of working directly with Front Office stakeholders
• Working knowledge of Singapore anti-money laundering requirements

If you are interested in this opportunity, please contact Simon Bradbury - *************