全职 Client Onboarding Analyst-Manager (KYC) 工作, 薪水, CNCB (Hong Kong) Investment Limited Hong Kong 公司招聘中 - Ricebowl

Responsibilities

Work within the front office, compliance team and operation team, perform client on-boarding procedures, responsible for CDD, KYC, AML checks, and risk assessment for new and existing clients;

Conduct periodic review and remediation requests from regulatory perspective;

Maintain internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators;

Deliver reporting and FATCA/CRS filing monitoring;

Data input and maintenance, ensure all documents are properly filled and managed.

Assist in system enhancement UAT, ad-hoc tasks and projects as assigned from time to time.

Requirements

Degree in any relevant disciplines;

2-5 years’ experience working in a financial services or brokerage firm, strong and in-depth knowledge of client onboarding process, KYC and AML, Type 1 SFC license holder is highly preferred;

Sell side settlement or mutual fund transfer agency experience is a plus.

A team player with excellent attitude, willing to take on multiple functions;

Excellent command of written and spoken English, Mandarin and Cantonese;

Proficiency in Microsoft Word / Excel / PowerPoint.

Independent, self-motivated and good interpersonal skills.

Immediately available is highly preferred.

Full-time